Regulatory Compliance – Banking

BaFin / IDW / MaRisk

All the important requirements placed on the appropriateness and security of IT systems are regulated by international law, industry-specific and supervisory rules as well as relevant standards regarding the design of IT processes and systems.

Our service includes all technical and documentary preparations on the upcoming audit of de appropriateness and security of IT systems, during an external as well as the internal IT audit.

  • implementation of minimum risk management standards (MaRisk) of the Federal Financial Supervisory Authority (german BaFin)
  • observing the priniciples of correct accounting when using information technologie (IDW RS FAIT 1), published by the Institut der Wirtschaftsprüfer (IDW)
  • audits deploying information technology (IDW PS 330) by the IDW
  • information technology – Security techniques – Information security management systems – Requirements (DIN ISO 27001:2015)
  • fulfillment of all requirements of the federal data protection act (the german BDSG) and the EU general data protection regulation (GDPR)